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The Analyst conducts routine reviews of low to moderate complexity in search of unusual market activity for evidence of violations of applicable federal securities laws and FINRA and/or RSA client rules and regulations. This is junior-level professional work in which incumbents are developing in their assigned roles, enhancing newly-learned skills, and working under moderate supervision. Essent...
New York Life is seeking sales professionals who want to build an insurance & financial business with the potential to earn a significant income, set their own pace and maintain a flexible schedule. We are looking for people with a great drive to succeed, the passion to make a difference and the desire to love what they do. Our Financial Services Professionals help clients identify and achieve ...
Salary $67,496.00 - $103,147.20 Annually Location (Sequoia Plaza) *ART Bus Accessible*, VA Job Type Full-Time Permanent Department Department of Human Services Job Number 1506-22A-DHS-CW Position Information Please note: This recruitment is open until filled with a preferred filing date of August 6, 2021. The Arlington Department of Human Services (DHS) is seeking an analytical and outcome-orie...
The Accountant I is an entry level accounting position responsible for the accurate recording, tracking and reporting of financial activity for FINRA. This position is assigned to one or more areas of the Finance department and works closely with numerous other areas within the Finance department such as Accounts Receivable, Accounts Payable, Cash Management, Financial Reporting, Financial Plan...
Position Information This employee assists with the procurement, negotiation, and contract administration functions for planning, design, construction, and services contracts required by Arlington County's Division of Transportation (DOT) in coordination with Arlington County's Purchasing Office. This position is based in the Department of Environmental Services' Budget and Finance Division but...
Company OverviewEvery firm has a culture - the values, beliefs, methodology, attitudes and standards that reflect an organization's DNA. But the truly inspiring firms - the game-changers, the industry leaders and the disruptors - have cultures that propel them to innovate and stand out. At Brown Advisory, we aim to be one of those inspired firms. Over the years, we have purposefully built and n...
Job Description: We have an opportunity for an experienced Business Analyst to support our federal client portfolio. The successful candidate will have fluency in Agile development principles that enable them to work with internal development teams, external development partners and key stakeholders to create and maintain enterprise business applications for our customers.Typical responsibiliti...
**Description****Summary of the Position**The (Senior) Manager Accounts Receivable is a key leadership position within the Accounting department and is a member of the Global Finance Management Team, taking an active role in driving its vision and staff engagement. Reporting to the Assistant Controller, the (Senior) Manager, Accounts Receivable is responsible for the credit and accounts receiva...
To conduct risk-based examinations of FINRA member firms and registered representatives. Essential Job Functions: Leads examinations of low, medium-low, and medium-high risk and complexity with moderate supervision Conducts and memorializes discovery and risk reviews of low to medium-high risk and complexity Serves as mentor to junior staff Interviews firm personnel independently Gathers regula...
To conduct risk-based examinations of FINRA member firms and registered representatives. Essential Job Functions: Leads examinations of low, medium-low, and medium-high risk and complexity with moderate supervision Conducts and memorializes discovery and risk reviews of low to medium-high risk and complexity Serves as mentor to junior staff Interviews firm personnel independently Gathers regula...
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